SEC adds crypto assets to its November 19 compliance seminar for advisers
The SEC has added crypto assets to its November 19 compliance seminar for investment advisers. The event includes a virtual briefing from 4:15 p.m. to 5:20 p.m. ET and features Crypto Task Force Chief Counsel Taylor Lindman.
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In practice, the seminar now gives advisers a scheduled session to hear from the SEC on crypto assets, with Crypto Task Force Chief Counsel Taylor Lindman listed to speak. What changes is the place and time of the discussion; what does not change is that this is still a compliance seminar rather than a rule release or enforcement action. The briefing remains a one-hour-plus virtual session on November 19.
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Crypto Briefing
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Has this happened before?
| When | What happened | Figure |
|---|---|---|
| 9 days ago | SEC unveils crypto custody plan for advisers - The Paypers event | 1 actors in common · 2 news media |
| 9 days ago | Thailand’s SEC Issues Guidelines to Support Crypto ETFs event | 1 actors in common · 9 news media |
| 9 days ago | French Hill says agency crypto rules cannot replace CLARITY Act event | 1 actors in common · 2 news media |
| 9 days ago | SEC Approves 3x ETFs Tied to Bitcoin, Ethereum and Gold event | 1 actors in common · 3 news media |
| 9 days ago | VolMEX Turns to SEC for Regulatory Clarity on Crypto Options event | 1 actors in common · 2 news media |
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