SEC to Host Virtual National Compliance Outreach Seminar for Investment Companies and Investment Advisers
The SEC will hold a virtual National Compliance Outreach Seminar on November 19, 2026 for investment companies and investment advisers. The event is meant to cover practical compliance issues, regulatory updates, and effective practices.
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Investment companies and investment advisers are the direct audience for the seminar, and the event is scheduled for November 19, 2026. Anyone responsible for compliance work in those firms will have a date and format to note, since the seminar is virtual and focused on those topics.
In practice, the event sets out a forum for compliance practices, practical compliance issues, and regulatory updates rather than a change in the underlying rules themselves. The seminar does not replace existing obligations; it is a scheduled outreach session built around them.
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